SEC Form 4 · accession 0001290473-15-000065
EQUINIX INC · EQIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl Strohmeyer
Officer — President, Americas
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2015 | A | 9 | $0.00 | A | 270 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Nov 10, 2015 | A | 152 | A | — | — | Common Stock | 4,286 | 4,286 | D |
| Restricted Stock UnitsF3 | $0.00 | Nov 10, 2015 | A | 117 | A | — | — | Common Stock | 3,321 | 3,321 | D |
Explanation of responses
- F1This report reflects shares received by the Reporting Person as a result of the Reporting Person's receipt of the pro rata portion of a special distribution declared by the Board of Directors of the issuer on September 28, 2015 and paid on November 10, 2015 (the "Special Distribution").
- F2Includes 152 additional unvested restricted stock units ("RSUs") allocated on November 10, 2015 in connection with the Special Distribution and associated with the previously reported RSU grant received by the reporting person on December 2, 2013. Subject to continuous Service throughout the vesting period, the first 16.67% of the restricted stock units vested on March 1, 2014, and an additional 16.67% shall vest on each March 1st and September 1st thereafter until fully vested.
- F3Includes 117 additional unvested restricted stock units ("RSUs") allocated on November 10, 2015 in connection with the Special Distribution and associated with the previously reported RSU grant received by the reporting person on February 12, 2015. Subject to continuous Service throughout the vesting period, 33.33% of the award is scheduled to vest on January 15, 2016, with an additional 33.33% units scheduled to vest on each of January 15, 2016 and January 15, 2017.