SEC Form 4 · accession 0001290473-15-000051
EQUINIX INC · EQIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sara Baack
Officer — Chief Marketing Officer
Period of report
Sep 1, 2015
Accepted (ET)
Sep 3, 2015 · 9:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2015 | M | 2,584 | $0.00 | A | 5,863 | D | |
| Common StockF2 | Sep 2, 2015 | S | 600 | $264.9133 | D | 5,263 | D | |
| Common StockF3 | Sep 2, 2015 | S | 587 | $265.9992 | D | 4,676 | D | |
| Common StockF4 | Sep 2, 2015 | S | 126 | $266.8706 | D | 4,550 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F6 | $0.00 | Sep 1, 2015 | M | 2,584 | D | — | — | Common Stock | 2,584 | 0 | D |
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 Trading Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.42 to $265.40, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3 and 4 to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.51 to $266.40 inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $266.85 and $266.95 inclusive.
- F5Shares are fully vested as of 9/1/2015.
- F6Restricted Stock Unit award expires upon reporting person's termination of services.