SEC Form 4 · accession 0001140361-15-009169

EQUINIX INC · EQIX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Feb 24, 2015

Accepted (ET)

Feb 26, 2015 · 6:10 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001101239

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Feb 24, 2015	S	732	$232.4726	D	82,129	I	See Notes
Common Stock^F1,F2	Feb 24, 2015	S	744	$232.5448	D	81,385	I	See Notes
Common Stock^F1,F2	Feb 25, 2015	X	2,908	$91.95	A	84,293	I	See Notes
Common Stock^F1,F2	Feb 25, 2015	X	2,908	$83.94	A	87,201	I	See Notes
Common Stock^F1,F2	Feb 25, 2015	X	2,908	$56.13	A	90,109	I	See Notes
Common Stock^F1,F2	Feb 25, 2015	X	1,454	$38.01	A	91,563	I	See Notes
Common Stock^F1,F2	Feb 25, 2015	S	10,178	$230.7955	D	81,385	I	See Notes

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Option (Right to Buy)^F1,F2	$91.95	Feb 25, 2015	X	2,908	A	Jun 12, 2009	Jun 12, 2018	Common Stock	2,908	I
Option (Right to Buy)^F1,F2	$83.94	Feb 25, 2015	X	2,908	A	Jun 7, 2008	Jun 7, 2017	Common Stock	2,908	I
Option (Right to Buy)^F1,F2	$56.13	Feb 25, 2015	X	2,908	A	Jun 8, 2007	Jun 8, 2016	Common Stock	2,908	I
Option (Right to Buy)^F1,F2	$38.01	Feb 25, 2015	X	1,454	A	Jun 2, 2006	Jun 2, 2015	Common Stock	1,454	I

F1The Reporting Persons are Crosslink Capital, Inc. ("Crosslink"), Crossover Fund V Management, L.L.C. ("Fund V Management"), Crosslink Ventures IV Holdings, L.L.C. ("Ventures IV Holdings"), Crosslink Verwaltungs GmbH ("Verwaltungs") and Michael J. Stark. Crosslink is an investment adviser to investment funds (the "Funds"). Fund V Management, Ventures IV Holdings or Verwaltungs is the general partner, manager or Class B Unitholder of one or more of the Funds. Mr. Stark is the control person of the other Reporting Persons. Gary Hromadko, an affiliate of certain Reporting Persons, is a member of the Issuer's board of directors and serves as the representative of the Reporting Persons. Crosslink is filing this Form 4 on behalf of itself and the other Reporting Persons.
F2The Reporting Persons are filing this Form 4 jointly, but not as a group, and each of them expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. These securities are held directly by the Funds for the benefit of their investors. These securities are indirectly beneficially owned by Crosslink as the investment adviser to the Funds, and by Fund V Management, Ventures IV Holdings or Verwaltungs as the general partner, manager or Class B Unitholder of one or more of the Funds. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.