SEC Form 4/A · accession 0001140361-15-007859
EQUINIX INC · EQIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Period of report
Nov 25, 2014
Accepted (ET)
Feb 18, 2015 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 25, 2014 | A | 2,385 | — | A | 83,647 | I | See Notes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This report reflects adjustments effective on November 25, 2014 approved by the Issuer's board of directors in connection with a special distribution by the board on October 16, 2014. The initial Form 4 filed by the reporting persons (the "Reporting Persons") was first amended on December 5, 2014. This Form 4 further amends that Form 4 and correctly reports the number of shares of the Issuer's common stock beneficially owned by the Reporting Persons as of November 25, 2014.
- F2The Reporting Persons are Crosslink Capital, Inc. ("Crosslink"), Crossover Fund III Management, L.L.C. ("Fund III Management"), Crossover Fund V Management, L.L.C. ("Fund V Management"), Crosslink Ventures IV Holdings, L.L.C. ("Ventures IV Holdings"), Crosslink Verwaltungs GmbH ("Verwaltungs") and Michael J. Stark. Crosslink is an investment adviser to investment funds (the "Funds"). Fund III Management, Fund V Management, Ventures IV Holdings or Verwaltungs is the general partner, manager or Class B Unitholder of one or more of the Funds. Mr. Stark is the control person of the other Reporting Persons. Gary Hromadko, an affiliate of certain Reporting Persons, is a member of the Issuer's board of directors and serves as the representative of the Reporting Persons. Crosslink is filing this Form 4 on behalf of itself and the other Reporting Persons.
- F3The Reporting Persons are filing this Form 4 jointly, but not as a group, and each of them expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. These securities are held directly by the Funds for the benefit of their investors. These securities are indirectly beneficially owned by Crosslink as the investment adviser to the Funds, and by Fund III Management, Fund V Management, Ventures IV Holdings or Verwaltungs as the general partner, manager or Class B Unitholder of one or more of the Funds. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.