SEC Form 4 · accession 0001101215-18-000061
BREAD FINANCIAL HOLDINGS, INC. · BFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura Santillan
Officer — SVP, Chief Acctg. Officer
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2018 | F | 152 | $243.50 | D | 22,322 | D | |
| Common StockF2 | Feb 20, 2018 | F | 139 | $246.52 | D | 22,183 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- F2The total number of securities beneficially owned includes: (a) 17,202 unrestricted shares; (b) 400 shares held in an IRA account; (c) 138 unvested units from an award of 410 time-based restricted stock units granted 2/16/16; (d) 497 unvested units from an award of 1,464 performance-based restricted stock units granted 2/16/16; (e) 305 unvested units from an award of 455 time-based restricted stock units granted 2/15/17; (f) 853 unvested units from an award of 1,272 performance-based restricted stock units granted 2/15/17; (g) 557 unvested time-based restricted stock units granted 2/15/18; and (h) 2,231 unvested performance-based restricted stock units granted 2/15/18.