SEC Form 4 · accession 0001101215-18-000056
BREAD FINANCIAL HOLDINGS, INC. · BFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Horn
Officer — EVP & Chief Financial Officer
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2018 | F | 519 | $243.50 | D | 32,853 | D | |
| Common StockF2 | Feb 20, 2018 | F | 734 | $246.52 | D | 32,119 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- F2The total number of securities beneficially owned includes: (a) 16,035 unrestricted shares; (b) 486 unvested units from an award of 1,434 time-based restricted stock units granted 2/16/16; (c) 868 unvested units from an award of 2,553 performance-based restricted stock units granted 2/16/16; (d) 1,068 unvested units from an award of 1,593 time-based restricted stock units granted 2/15/17; (e) 1,488 unvested units from an award of 2,221 performance-based restricted stock units granted 2/15/17; (f) 3,186 unvested performance-based restricted stock units granted 2/15/17; (g) 1,276 unvested units from an award of 2,553 performance-based restricted stock units granted 2/15/17; (h) 1,542 unvested time-based restricted stock units granted 2/15/18; (i) 3,085 unvested performance-based restricted stock units granted 2/15/18; and (j) 3,085 unvested performance-based restricted stock units granted 2/15/18.