SEC Form 5 · accession 0001101215-18-000025
BREAD FINANCIAL HOLDINGS, INC. · BFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Horn
Officer — EVP & Chief Financial Officer
Period of report
Dec 31, 2017
Accepted (ET)
Feb 9, 2018 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2017 | G | 203 | $0.00 | D | 27,985 | D | |
| Common Stock | Apr 25, 2017 | G | 383 | $0.00 | D | 27,602 | D | |
| Common Stock | Jul 28, 2017 | G | 832 | $0.00 | D | 26,770 | D | |
| Common StockF1 | Oct 23, 2017 | G | 290 | $0.00 | D | 26,480 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total number of securities beneficially owned includes: (a) 12,278 unrestricted shares; (b) 373 unvested units from an award of 1,095 time-based restricted stock units granted 2/17/15; (c) 1,491 unvested units from an award of 4,384 performance-based restricted stock units granted 2/17/15; (d) 960 unvested units from an award of 1,434 time-based restricted stock units granted 2/16/16; (e) 1,711 unvested units from an award of 2,553 performance-based restricted stock units granted 2/16/16; (f) 1,593 unvested time-based restricted stock units granted 2/15/17; (g) 3,186 unvested performance-based restricted stock units granted 2/15/17; (h) 3,186 unvested performance-based restricted stock units granted 2/15/17; and (i) 1,702 unvested performance-based restricted stock units granted 2/15/17.