SEC Form 5 · accession 0001101215-17-000028
BREAD FINANCIAL HOLDINGS, INC. · BFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Horn
Officer — EVP & Chief Financial Officer
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 17, 2016 | G | 741 | $0.00 | D | 27,060 | D | |
| Common Stock | Jul 25, 2016 | G | 718 | $0.00 | D | 26,342 | D | |
| Common StockF1 | Sep 14, 2016 | G | 466 | $0.00 | D | 25,876 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total number of securities beneficially owned includes: (a) 12,703 unrestricted shares; (b) 363 unvested units from an award of 1,067 time-based restricted stock units granted 2/18/14; (c) 1,968 unvested units from an award of 5,786 performance-based restricted stock units granted 2/18/14; (d) 734 unvested units from an award of 1,095 time-based restricted stock units granted 2/17/15; (e) 2,938 unvested units from an award of 4,384 performance-based restricted stock units granted 2/17/15; (f) 1,434 unvested time-based restricted stock units granted 2/16/16; and (g) 5,736 unvested performance-based restricted stock units granted 2/16/16.