SEC Form 4 · accession 0001101215-15-000053
BREAD FINANCIAL HOLDINGS, INC. · BFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leigh Ann K Epperson
Officer — SVP, General Counsel & Secy
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 23, 2015 | F | 1,000 | $281.54 | D | 15,469 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- F2The total number of securities beneficially owned includes: (a) 11,011 unrestricted shares; (b) 193 unvested units from an award of 566 time-based restricted stock units granted 2/21/13; (c) 1,074 unvested units from an award of 3,158 performance-based restricted stock units granted 2/21/13; (d) 236 unvested units from an award of 352 time-based restricted stock units granted 2/18/14; (e) 1,280 unvested units from an award of 1,909 performance-based restricted stock units granted 2/18/14; (f) 335 unvested time-based restricted stock units granted 2/17/15; and (g) 1,340 unvested performance-based restricted stock units granted 2/17/15.