SEC Form 5 · accession 0001101215-15-000029
BREAD FINANCIAL HOLDINGS, INC. · BFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Horn
Officer — EVP & Chief Financial Officer
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2014 | G | 430 | $0.00 | D | 32,549 | D | |
| Common Stock | Aug 7, 2014 | G | 200 | $0.00 | D | 32,349 | D | |
| Common StockF1 | Dec 12, 2014 | G | 365 | $0.00 | D | 31,984 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total number of securities beneficially owned includes: (a) 14,762 unrestricted shares; (b) 712 unvested units from an award of 2,092 time-based restricted stock units granted 2/21/12; (c) 4,269 unvested units from an award of 12,554 performance-based restricted stock units granted 2/21/12; (d) 1,049 unvested units from an award of 1,565 time-based restricted stock units granted 2/21/13; (e) 5,855 unvested units from an award of 8,737 performance-based restricted stock units granted 2/21/13; (f) 1,067 unvested time-based restricted stock units granted 2/18/14; and (g) 4,270 unvested performance-based restricted stock units granted 2/18/14.