SEC Form 4 · accession 0001209191-15-010110
VIASYSTEMS GROUP INC · VIAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gerald G Sax
Officer — Sr. VP, CFO
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 9:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 3, 2015 | M | 3,983 | — | A | 71,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | — | Feb 3, 2015 | M | 14,477 | D | — | Dec 31, 2016 | Common Stock | 14,477 | 0 | D |
Explanation of responses
- F1Each performance share represented a contingent right to receive a share of Viasystems' common stock upon satisfaction of certain performance criteria.
- F2Includes 3,983 restricted stock units subject to vesting, 14,477 restricted shares and 52,678 unrestricted shares.