SEC Form 4 · accession 0001209191-15-010095
VIASYSTEMS GROUP INC · VIAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Timothy L Conlon
Officer — President and COO · Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 3, 2015 | M | 6,471 | — | A | 68,860 | D | |
| Common StockF3 | holding | — | — | — | 7,500 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | — | Feb 3, 2015 | M | 23,525 | D | — | Dec 31, 2016 | Common Stock | 23,525 | 0 | D |
Explanation of responses
- F1Each performance share represented a contingent right to receive a share of Viasystems' common stock upon satisfaction of certain performance criteria.
- F2Includes 6,471 restricted stock units subject to vesting, 23,525 restricted shares and 38,864 unrestricted shares.
- F3Shares are held by the Conlon Family Limited Partnership (the "Partnership"). Mr. Conlon and his wife are the general partners of the Partnership and, by virtue of this relationship, Mr. Conlon may be deemed to beneficially own all shares of common stock held of record by the Partnership. Mr. Conlon disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purpose of Section 16 or any other purpose, expect to the extent of his pecuniary interest therein.