SEC Form 4 · accession 0001078782-18-000113
Zivo Bioscience, Inc. · ZIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ii Philip M Rice
Officer — Chief Financial Officer · Director
Period of report
Jan 4, 2013
Accepted (ET)
Feb 9, 2018 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101026
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase WarrantF2,F1 | $0.12 | Jan 4, 2013 | A | 50,000 | A | Jan 4, 2013 | Jan 4, 2016 | Common Stock | 50,000 | 0 | D |
| Common Stock Purchase WarrantF2 | $0.25 | Apr 1, 2013 | A | 50,000 | A | Apr 1, 2013 | Apr 1, 2018 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.25 | Apr 30, 2013 | A | 557,000 | A | Apr 30, 2013 | Apr 30, 2018 | Common Stock | 557,000 | 557,000 | D |
| Common Stock Purchase WarrantF2 | $0.25 | Aug 10, 2013 | A | 50,000 | A | Aug 10, 2013 | Aug 10, 2018 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.25 | Nov 18, 2013 | A | 50,000 | A | Nov 18, 2013 | Nov 18, 2018 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2,F1 | $0.38 | Jan 4, 2014 | A | 50,000 | A | Jan 4, 2014 | Jan 4, 2017 | Common Stock | 50,000 | 0 | D |
| Common Stock Purchase WarrantF2 | $0.17 | Mar 31, 2014 | A | 50,000 | A | Mar 31, 2014 | Mar 31, 2019 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.19 | May 14, 2014 | A | 50,000 | A | May 14, 2014 | May 14, 2019 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.14 | Aug 14, 2014 | A | 50,000 | A | Aug 14, 2014 | Aug 14, 2019 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.09 | Nov 14, 2014 | A | 50,000 | A | Nov 14, 2014 | Nov 14, 2019 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.085 | Apr 6, 2015 | A | 50,000 | A | Apr 6, 2015 | Apr 6, 2020 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.088 | May 13, 2015 | A | 50,000 | A | May 13, 2015 | May 13, 2020 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.12 | Aug 13, 2015 | A | 50,000 | A | Aug 13, 2015 | Aug 13, 2020 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.10 | Sep 10, 2015 | A | 250,000 | A | Sep 10, 2015 | Sep 10, 2020 | Common Stock | 250,000 | 250,000 | D |
| Common Stock Purchase WarrantF2 | $0.08 | Nov 13, 2015 | A | 50,000 | A | Nov 13, 2015 | Aug 13, 2020 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.08 | Mar 29, 2016 | A | 50,000 | A | Mar 29, 2016 | Mar 29, 2021 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.08 | May 13, 2016 | A | 50,000 | A | May 13, 2016 | May 13, 2021 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.08 | Aug 12, 2016 | A | 50,000 | A | Aug 12, 2016 | Aug 12, 2021 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.05 | Sep 10, 2016 | A | 250,000 | A | Sep 10, 2016 | Sep 10, 2021 | Common Stock | 250,000 | 250,000 | D |
| Common Stock Purchase WarrantF2 | $0.08 | Nov 14, 2016 | A | 50,000 | A | Nov 14, 2016 | Nov 14, 2021 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.08 | Mar 31, 2017 | A | 50,000 | A | Mar 31, 2017 | Mar 31, 2022 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.09 | May 12, 2017 | A | 50,000 | A | May 12, 2017 | May 12, 2022 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.06 | Aug 13, 2017 | A | 50,000 | A | Aug 13, 2017 | Aug 13, 2022 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.07 | Sep 11, 2017 | A | 500,000 | A | Sep 11, 2017 | Sep 11, 2022 | Common Stock | 500,000 | 500,000 | D |
| Common Stock Purchase WarrantF2 | $0.07 | Oct 19, 2017 | A | 50,000 | A | Oct 19, 2017 | Oct 19, 2022 | Common Stock | 50,000 | 50,000 | D |
| Common Stock Purchase WarrantF2 | $0.08 | Nov 8, 2017 | A | 6,000,000 | A | Nov 8, 2017 | Nov 8, 2022 | Common Stock | 6,000,000 | 6,000,000 | D |
Explanation of responses
- F1These warrants have expired.
- F2The warrants were issued to the reporting person as compensation for acting as a director.