SEC Form 4 · accession 0001397635-15-000010
ONVIA INC · ONVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 18, 2015
Accepted (ET)
Dec 21, 2015 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 18, 2015 | S | 349,947 | $3.00 | D | 0 | I | NADEL AND GUSSMAN ENERGY, LLC |
| COMMON STOCK | holding | — | — | — | 1,236,481 | I | ASAMARA, LLC |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This is a joint filing by Stephen J. Heyman and James F. Adelson. Messrs. Heyman and Adelson are the managers of (2) Ellbar Partners Management, LLC, the sole manager of Asamara, LLC ("Asamara"), and (2) Nadel and Gussman Management, LLC, the sole manager of Nadel and Gussman Energy, LLC ("NGE"). Asamara and NGE have sole direct voting and dispositive powers over their respective shares. Messrs. Heyman and Adelson disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.