SEC Form 4 · accession 0001397635-15-000007
ONVIA INC · ONVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 11, 2015
Accepted (ET)
Nov 12, 2015 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 11, 2015 | S | 100 | $3.95 | D | 1,590,721 | I | SEE FOOTNOTE #1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares include 1,236,481 shares directly owned by Asamara, LLC, and 354,240 shares directly owned by Nadel and Gussman Energy, LLC.
Remarks
This is a joint filing by Stephen J. Heyman and James F. Adelson. Messrs. Heyman and Adelson are the managers of (1) Ellbar Partners Management, LLC, the sole manager of Asamara, LLC ("Asamara"), and (2) Nadel and Gussman Management, LLC, the sole manager of Nadel and Gussman Energy, LLC ("NGE"). Asamara and NGE have sole direct voting and dispositive powers over their respective shares. Messrs. Heyman and Adelson disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.