SEC Form 4 · accession 0001397635-15-000002
ONVIA INC · ONVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Oct 1, 2015 | S | 100 | $4.00 | D | 1,593,999 | I | See Footnote #1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares include 1,236,481 shares directly owned by Asamara, LLC, and 357,518 shares directly owned by Nadel and Gussman Energy, LLC.
Remarks
This is a joint filing by Stephen J. Heyman and James F. Adelson. Messrs. Heyman and Adelson are managers of Ellbar Partners Management, LLC, the sole Manager of Asamara, LLC ("Asamara"). Messers. Heyman and Adelson are managers of Nadel and Gussman Management, LLC, the sole Manager of Nadel and Gussman Energy, LLC ("NGE"). Asamara and NGE have sole direct voting and dispositive powers over their respective shares. Messrs. Heyman and Adelson disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.