SEC Form 4 · accession 0001209191-17-058657
ONVIA INC · ONVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell Mann
Officer — President and CEO · Director
Period of report
Nov 1, 2017
Accepted (ET)
Nov 1, 2017 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 1, 2017 | P | 300 | $3.74 | A | 100,300 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired under Onvia's Amended and Restated 2000 Employee Stock Purchase Plan. This reflects the results of a transaction not required to be itemized.
- F225,000 of the securities beneficially owned are in the form a restricted stock units that are convertible into common stock on a 1 for 1 basis after vesting. These restricted stock units vest on January 30, 2018 provided the reporting person remains an employee of Onvia through such date.