SEC Form 4 · accession 0001209191-17-033368
ONVIA INC · ONVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Riner
Other
Period of report
May 16, 2017
Accepted (ET)
May 17, 2017 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | M | 180,000 | $2.96 | A | 187,100 | D | |
| Common Stock | May 16, 2017 | M | 12,750 | $3.54 | A | 199,850 | D | |
| Common Stock | May 16, 2017 | F | 128,431 | $4.50 | D | 71,419 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Grant (right to buy)F1 | $2.96 | May 16, 2017 | M | 180,000 | D | — | Oct 4, 2020 | Common Stock | 180,000 | 0 | D |
| Stock Option Grant (right to buy)F1 | $3.54 | May 16, 2017 | M | 12,750 | D | — | Jan 24, 2023 | Common Stock | 12,750 | 2,250 | D |
Explanation of responses
- F1This stock option was granted under Onvia's 2008 Equity Incentive Plan and vests as follows: 1/5th of the original number of options on the first anniversary of the date of grant and 1/60th of the original number of options at the end of each month thereafter so long as the reporting person remains an employee of Onvia.