SEC Form 4 · accession 0001209191-17-031308
ONVIA INC · ONVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Brill
Director
Period of report
May 9, 2017
Accepted (ET)
May 10, 2017 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100917
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Grant (right to buy)F1 | $4.50 | May 9, 2017 | A | 1,000 | A | May 9, 2018 | May 9, 2027 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1This stock option was granted under Onvia's 2008 Equity Incentive Plan and vests 100% on May 9, 2018 so long as the reporting person remains a director of Onvia and all such shares are fully vested.