SEC Form 4 · accession 0001209191-16-111251
ONVIA INC · ONVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Feldman
Director
Period of report
Mar 31, 2016
Accepted (ET)
Mar 31, 2016 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100917
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Grant (right to buy)F1 | $3.50 | Mar 31, 2016 | A | 5,000 | A | — | Mar 31, 2026 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1This stock option grant was made under Onvia's 2008 Equity Incentive Plan and vests as follows: 25% of the total shares granted vest on 3/31/2017 and the remaining 75% shall vest monthly thereafter in 36 equal installments for so long as the Reporting Person remains a director of Onvia and until all such shares are fully vested.