SEC Form 4 · accession 0001209191-16-108936
ONVIA INC · ONVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alberto Sutton
Officer — SVP of Marketing
Period of report
Mar 16, 2016
Accepted (ET)
Mar 16, 2016 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100917
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Grant (right to buy)F1 | $3.63 | Mar 16, 2016 | A | 50,000 | A | — | Feb 15, 2026 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1This stock option was granted under Onvia's 2008 Equity Incentive Plan and vests and follows: 1/5th of the original number of options on the first anniversary of the first date of employment, February 15, 2016, and 1/48th of the original number of options each month thereafter so long as the reporting person remains an employee of Onvia.