SEC Form 4 · accession 0001209191-15-079604
ONVIA INC · ONVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven D Ritchie
Officer — Sr VP of Sales
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100917
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Grant (right to buy)F1 | $3.92 | Nov 9, 2015 | A | 50,000 | A | — | Nov 9, 2025 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1This stock option was granted under Onvia's 2008 Equity Incentive Plan and vests as follows: 1/5th of the original number of options on the first anniversary of the date of grant and 1/48th of the original number of options at the end of each month thereafter so long as the reporting person remains an employee of Onvia.