SEC Form 4 · accession 0001209191-15-058618
ONVIA INC · ONVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George I Stoeckert
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 1:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100917
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Grant (right to buy)F1 | $4.28 | Jun 30, 2015 | A | 4,000 | A | — | Jun 30, 2025 | Common Stock | 4,000 | 4,000 | D |
| Stock Option Grant (right to buy)F2 | $4.28 | Jun 30, 2015 | A | 18,750 | A | — | Jun 30, 2025 | Common Stock | 18,750 | 18,750 | D |
Explanation of responses
- F1This stock option was granted under Onvia's 2008 Equity Incentive Plan and vests as follows: 25% of the total options granted shall vest on each anniversary of the date of grant for so long as the Reporting Person remains a director of Onvia.
- F2This stock option was granted under Onvia's 2008 Equity Incentive Plan and vests as follows: 25% of the total options granted shall vest on the first anniversary of the date of grant and the remaining 75% shall vest monthly thereafter in 36 equal installments for so long as the Reporting Person remains a director of Onvia.