SEC Form 4 · accession 0001127602-19-008322
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. · CRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Foster
Officer — Chairman, President and CEO · Director
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2019 | G | 3,575 | $0.00 | D | 271,496 | D | |
| Common StockF1 | Feb 22, 2019 | A | 16,357 | $0.00 | A | 287,853 | D | |
| Common Stock | Feb 23, 2019 | F | 1,997 | $144.67 | D | 285,856 | D | |
| Common Stock | Feb 24, 2019 | F | 2,212 | $144.67 | D | 283,644 | D | |
| Common Stock | holding | — | — | — | 18,390 | I | 2017 GRAT | |
| Common Stock | holding | — | — | — | 25,000 | I | 2018 GRAT | |
| Common Stock | holding | — | — | — | 10,000 | I | Held By Spouse | |
| Common Stock | holding | — | — | — | 340 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $144.67 | Feb 22, 2019 | A | 69,743 | A | Feb 22, 2020 | Feb 22, 2024 | Common Stock | 69,743 | 69,743 | D |
Explanation of responses
- F1Consists of 16,357 unvested restricted stock units that vest as follows: 4,089 shares vest one (1) year from the date of issuance, 4,089 shares vest two (2) years from the date of issuance, 4,089 shares vest three (3) years from the date of issuance, and 4,090 shares vest four (4) years from the date of issuance.
- F2Stock options vest as follows: 17,435 options vest one (1) year from the date of grant, 17,436 options vest two (2) years from the date of grant, 17,436 options vest three (3) years from the date of grant, and 17,436 options vest four (4) years from the date of grant.