SEC Form 4 · accession 0001127602-18-009502
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. · CRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ross Smith
Officer — Corporate Executive VP & CFO
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 11:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2018 | M | 4,365 | $88.05 | A | 18,443 | D | |
| Common Stock | Feb 28, 2018 | S | 100 | $107.29 | D | 18,343 | D | |
| Common Stock | Feb 28, 2018 | S | 300 | $107.30 | D | 18,043 | D | |
| Common Stock | Feb 28, 2018 | S | 140 | $107.315 | D | 17,903 | D | |
| Common Stock | Feb 28, 2018 | S | 100 | $107.385 | D | 17,803 | D | |
| Common Stock | Feb 28, 2018 | S | 200 | $107.40 | D | 17,603 | D | |
| Common Stock | Feb 28, 2018 | S | 200 | $107.41 | D | 17,403 | D | |
| Common Stock | Feb 28, 2018 | S | 100 | $107.42 | D | 17,303 | D | |
| Common Stock | Feb 28, 2018 | S | 200 | $107.46 | D | 17,103 | D | |
| Common Stock | Feb 28, 2018 | S | 200 | $107.57 | D | 16,903 | D | |
| Common Stock | Feb 28, 2018 | S | 200 | $107.71 | D | 16,703 | D | |
| Common Stock | Feb 28, 2018 | S | 200 | $107.72 | D | 16,503 | D | |
| Common Stock | Feb 28, 2018 | S | 300 | $107.90 | D | 16,203 | D | |
| Common Stock | Feb 28, 2018 | S | 100 | $107.94 | D | 16,103 | D | |
| Common Stock | Feb 28, 2018 | S | 300 | $107.95 | D | 15,803 | D | |
| Common Stock | Feb 28, 2018 | S | 100 | $107.96 | D | 15,703 | D | |
| Common Stock | Feb 28, 2018 | S | 300 | $107.995 | D | 15,403 | D | |
| Common Stock | Feb 28, 2018 | S | 100 | $108.03 | D | 15,303 | D | |
| Common Stock | Feb 28, 2018 | S | 400 | $108.19 | D | 14,903 | D | |
| Common Stock | Feb 28, 2018 | S | 1 | $108.24 | D | 14,902 | D | |
| Common Stock | Feb 28, 2018 | S | 95 | $108.245 | D | 14,807 | D | |
| Common Stock | Feb 28, 2018 | S | 100 | $108.255 | D | 14,707 | D | |
| Common Stock | Feb 28, 2018 | S | 4 | $108.26 | D | 14,703 | D | |
| Common Stock | Feb 28, 2018 | S | 200 | $108.265 | D | 14,503 | D | |
| Common Stock | Feb 28, 2018 | S | 230 | $108.275 | D | 14,273 | D | |
| Common Stock | Feb 28, 2018 | S | 30 | $108.285 | D | 14,243 | D | |
| Common Stock | Feb 28, 2018 | S | 40 | $108.305 | D | 14,203 | D | |
| Common Stock | Feb 28, 2018 | S | 100 | $108.31 | D | 14,103 | D | |
| Common Stock | Feb 28, 2018 | S | 100 | $108.315 | D | 14,003 | D | |
| Common Stock | Feb 28, 2018 | S | 800 | $108.33 | D | 13,203 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $88.05 | Feb 28, 2018 | M | 4,365 | D | Feb 24, 2018 | Feb 24, 2022 | Common Stock | 4,365 | 13,096 | D |