SEC Form 4 · accession 0001127602-18-009309
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. · CRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ross Smith
Officer — Corporate Executive VP & CFO
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 12:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | M | 2,158 | $76.67 | A | 16,236 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $107.45 | D | 16,136 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $107.67 | D | 16,036 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $107.80 | D | 15,936 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $107.81 | D | 15,836 | D | |
| Common Stock | Feb 27, 2018 | S | 200 | $107.88 | D | 15,636 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $107.90 | D | 15,536 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $107.96 | D | 15,436 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $108.04 | D | 15,336 | D | |
| Common Stock | Feb 27, 2018 | S | 258 | $108.13 | D | 15,078 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $108.17 | D | 14,978 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $108.22 | D | 14,878 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $108.23 | D | 14,778 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $108.24 | D | 14,678 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $108.32 | D | 14,578 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $108.35 | D | 14,478 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $108.41 | D | 14,378 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $108.45 | D | 14,278 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $108.49 | D | 14,178 | D | |
| Common Stock | Feb 27, 2018 | S | 100 | $108.58 | D | 14,078 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $76.67 | Feb 27, 2018 | M | 2,158 | D | Feb 27, 2016 | Feb 27, 2020 | Common Stock | 2,158 | 2,158 | D |
Explanation of responses
- F1This sale occurred pursuant to a 10b5-1 Trading Plan.