SEC Form 4 · accession 0001127602-18-008946
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. · CRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ross Smith
Officer — Corporate Executive VP & CFO
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 7:12 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2018 | M | 4,187 | $73.70 | A | 18,483 | D | |
| Common Stock | Feb 26, 2018 | S | 200 | $106.56 | D | 18,283 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $106.59 | D | 18,183 | D | |
| Common Stock | Feb 26, 2018 | S | 300 | $106.69 | D | 17,883 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $106.71 | D | 17,783 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $106.81 | D | 17,683 | D | |
| Common Stock | Feb 26, 2018 | S | 200 | $106.84 | D | 17,483 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $106.96 | D | 17,383 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $107.00 | D | 17,283 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $107.02 | D | 17,183 | D | |
| Common Stock | Feb 26, 2018 | S | 300 | $107.03 | D | 16,883 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $107.05 | D | 16,783 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $107.09 | D | 16,683 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $107.11 | D | 16,583 | D | |
| Common Stock | Feb 26, 2018 | S | 188 | $107.14 | D | 16,395 | D | |
| Common Stock | Feb 26, 2018 | S | 104 | $107.19 | D | 16,291 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $107.27 | D | 16,191 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $107.45 | D | 16,091 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $107.70 | D | 15,991 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $107.74 | D | 15,891 | D | |
| Common Stock | Feb 26, 2018 | S | 176 | $107.75 | D | 15,715 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $107.78 | D | 15,615 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $107.81 | D | 15,515 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $107.97 | D | 15,415 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $108.00 | D | 15,315 | D | |
| Common Stock | Feb 26, 2018 | S | 200 | $108.06 | D | 15,115 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $108.10 | D | 15,015 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $108.16 | D | 14,915 | D | |
| Common Stock | Feb 26, 2018 | S | 200 | $108.41 | D | 14,715 | D | |
| Common Stock | Feb 26, 2018 | S | 100 | $108.48 | D | 14,615 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $73.70 | Feb 26, 2018 | M | 4,187 | D | Feb 26, 2017 | Feb 26, 2021 | Common Stock | 4,187 | 8,375 | D |
Explanation of responses
- F1This sale occurred pursuant to a 10b5-1 Trading Plan.