SEC Form 4 · accession 0001127602-18-008605
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. · CRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ross Smith
Officer — Corporate Executive VP & CFO
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 10:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2018 | A | 3,408 | $0.00 | A | 15,079 | D | |
| Common Stock | Feb 24, 2018 | F | 403 | $109.34 | D | 14,676 | D | |
| Common Stock | Feb 26, 2018 | F | 380 | $109.34 | D | 14,296 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $109.34 | Feb 23, 2018 | A | 15,382 | A | Feb 23, 2019 | Feb 23, 2023 | Common Stock | 15,382 | 15,382 | D |
Explanation of responses
- F1Consists of 3,408 unvested restricted stock units that vest equally over four (4) years beginning one (1) year from the date of issuance.
- F2Stock options vest as follows: 3,845 options vest one (1) year from the date of grant, 3,846 options vest two (2) years from the date of grant, 3,845 options vest three (3) years from the date of grant, and 3,846 options vest four (4) years from the date of grant.