SEC Form 4 · accession 0001127602-18-008326
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. · CRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Johst
Officer — Corporate Executive VP
Period of report
Feb 23, 2018
Accepted (ET)
Feb 26, 2018 · 2:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2018 | A | 947 | $0.00 | A | 193,905 | D | |
| Common StockF2 | Feb 23, 2018 | A | 5,869 | $0.00 | A | 199,774 | D | |
| Common Stock | Feb 24, 2018 | F | 981 | $109.34 | D | 198,793 | D | |
| Common Stock | Feb 26, 2018 | F | 1,033 | $109.34 | D | 197,760 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $109.34 | Feb 23, 2018 | A | 26,491 | A | Feb 23, 2019 | Feb 23, 2023 | Common Stock | 26,491 | 26,491 | D |
Explanation of responses
- F1Consists of 947 unvested restricted stock units that vest as follows: 473 shares vest one (1) year from the date of grant, and 474 shares vest two (2) years from the date of grant.
- F2Consists of 5,869 unvested restricted stock units that vest as follows: 1,467 shares vest one (1) year from the date of issuance, 1,467 shares vest two (2) years from the date of issuance, 1,467 shares vest three (3) years from the date of issuance, and 1,468 shares vest four (4) years from the date of issuance.
- F3Stock options vest as follows: 6,622 options vest one (1) year from the date of grant, 6,623 options vest two (2) years from the date of grant, 6,623 options vest three (3) years from the date of grant, and 6,623 options vest four (4) years from the date of grant.