SEC Form 4 · accession 0001127602-18-000535
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. · CRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ross Smith
Officer — Corporate Executive VP & CFO
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2018 | M | 16,817 | $51.45 | A | 28,488 | D | |
| Common Stock | Jan 2, 2018 | S | 90 | $109.13 | D | 28,398 | D | |
| Common Stock | Jan 2, 2018 | S | 400 | $109.18 | D | 27,998 | D | |
| Common Stock | Jan 2, 2018 | S | 400 | $109.25 | D | 27,598 | D | |
| Common Stock | Jan 2, 2018 | S | 10 | $109.27 | D | 27,588 | D | |
| Common Stock | Jan 2, 2018 | S | 100 | $109.36 | D | 27,488 | D | |
| Common Stock | Jan 2, 2018 | S | 102 | $109.43 | D | 27,386 | D | |
| Common Stock | Jan 2, 2018 | S | 98 | $109.435 | D | 27,288 | D | |
| Common Stock | Jan 2, 2018 | S | 100 | $109.445 | D | 27,188 | D | |
| Common Stock | Jan 2, 2018 | S | 300 | $109.45 | D | 26,888 | D | |
| Common Stock | Jan 2, 2018 | S | 100 | $109.465 | D | 26,788 | D | |
| Common Stock | Jan 2, 2018 | S | 100 | $109.48 | D | 26,688 | D | |
| Common Stock | Jan 2, 2018 | S | 400 | $109.52 | D | 26,288 | D | |
| Common Stock | Jan 2, 2018 | S | 500 | $109.55 | D | 25,788 | D | |
| Common Stock | Jan 2, 2018 | S | 100 | $109.555 | D | 25,688 | D | |
| Common Stock | Jan 2, 2018 | S | 100 | $109.56 | D | 25,588 | D | |
| Common Stock | Jan 2, 2018 | S | 100 | $109.58 | D | 25,488 | D | |
| Common Stock | Jan 2, 2018 | S | 100 | $109.59 | D | 25,388 | D | |
| Common Stock | Jan 2, 2018 | S | 90 | $109.595 | D | 25,298 | D | |
| Common Stock | Jan 2, 2018 | S | 10 | $109.60 | D | 25,288 | D | |
| Common Stock | Jan 2, 2018 | S | 200 | $109.61 | D | 25,088 | D | |
| Common Stock | Jan 2, 2018 | S | 200 | $109.64 | D | 24,888 | D | |
| Common Stock | Jan 2, 2018 | S | 200 | $109.66 | D | 24,688 | D | |
| Common Stock | Jan 2, 2018 | S | 100 | $109.675 | D | 24,588 | D | |
| Common Stock | Jan 2, 2018 | S | 479 | $109.68 | D | 24,109 | D | |
| Common Stock | Jan 2, 2018 | S | 10 | $109.685 | D | 24,099 | D | |
| Common Stock | Jan 2, 2018 | S | 97 | $109.69 | D | 24,002 | D | |
| Common Stock | Jan 2, 2018 | S | 100 | $109.695 | D | 23,902 | D | |
| Common Stock | Jan 2, 2018 | S | 400 | $109.70 | D | 23,502 | D | |
| Common Stock | Jan 2, 2018 | S | 500 | $109.73 | D | 23,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $51.45 | Jan 2, 2018 | M | 16,817 | D | May 1, 2015 | May 1, 2021 | Common Stock | 16,817 | 945 | D |
Explanation of responses
- F1This sale occurred pursuant to a 10b5-1 Trading Plan.