SEC Form 4 · accession 0001127602-17-025688
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. · CRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David Ross Smith
Officer — Corporate Executive VP & CFO
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 8:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2017 | S | 1,303 | $37.8575 | D | 11,671 | D | |
| Common Stock | Aug 14, 2017 | M | 1,249 | $76.12 | A | 12,920 | D | |
| Common Stock | Aug 14, 2017 | S | 100 | $96.98 | D | 12,820 | D | |
| Common Stock | Aug 14, 2017 | S | 100 | $97.20 | D | 12,720 | D | |
| Common Stock | Aug 14, 2017 | S | 100 | $97.29 | D | 12,620 | D | |
| Common Stock | Aug 14, 2017 | S | 100 | $97.31 | D | 12,520 | D | |
| Common Stock | Aug 14, 2017 | S | 100 | $97.37 | D | 12,420 | D | |
| Common Stock | Aug 14, 2017 | S | 100 | $97.43 | D | 12,320 | D | |
| Common Stock | Aug 14, 2017 | S | 100 | $97.63 | D | 12,220 | D | |
| Common Stock | Aug 14, 2017 | S | 95 | $97.73 | D | 12,125 | D | |
| Common Stock | Aug 14, 2017 | S | 100 | $97.76 | D | 12,025 | D | |
| Common Stock | Aug 14, 2017 | S | 150 | $97.88 | D | 11,875 | D | |
| Common Stock | Aug 14, 2017 | S | 104 | $97.97 | D | 11,771 | D | |
| Common Stock | Aug 14, 2017 | S | 100 | $98.47 | D | 11,671 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $76.12 | Aug 14, 2017 | M | 1,249 | D | Aug 12, 2016 | Aug 12, 2020 | Common Stock | 1,249 | 2,498 | D |
Explanation of responses
- F1This sale occurred pursuant to a 10b5-1 Trading Plan.