SEC Form 4 · accession 0001127602-17-010548
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. · CRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Barbo
Officer — Corporate Executive VP & CCO
Period of report
Mar 6, 2017
Accepted (ET)
Mar 7, 2017 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2017 | M | 2,293 | $40.40 | A | 26,217 | D | |
| Common Stock | Mar 6, 2017 | M | 1,825 | $59.41 | A | 28,042 | D | |
| Common Stock | Mar 6, 2017 | M | 4,315 | $76.67 | A | 32,357 | D | |
| Common Stock | Mar 6, 2017 | M | 3,015 | $73.70 | A | 35,372 | D | |
| Common Stock | Mar 6, 2017 | S | 400 | $87.69 | D | 34,972 | D | |
| Common Stock | Mar 6, 2017 | S | 506 | $87.70 | D | 34,466 | D | |
| Common Stock | Mar 6, 2017 | S | 200 | $87.71 | D | 34,266 | D | |
| Common Stock | Mar 6, 2017 | S | 700 | $87.72 | D | 33,566 | D | |
| Common Stock | Mar 6, 2017 | S | 900 | $87.73 | D | 32,666 | D | |
| Common Stock | Mar 6, 2017 | S | 100 | $87.735 | D | 32,566 | D | |
| Common Stock | Mar 6, 2017 | S | 1,000 | $87.74 | D | 31,566 | D | |
| Common Stock | Mar 6, 2017 | S | 400 | $87.75 | D | 31,166 | D | |
| Common Stock | Mar 6, 2017 | S | 1,102 | $87.76 | D | 30,064 | D | |
| Common Stock | Mar 6, 2017 | S | 100 | $87.765 | D | 29,964 | D | |
| Common Stock | Mar 6, 2017 | S | 1,000 | $87.77 | D | 28,964 | D | |
| Common Stock | Mar 6, 2017 | S | 10 | $87.775 | D | 28,954 | D | |
| Common Stock | Mar 6, 2017 | S | 1,500 | $87.78 | D | 27,454 | D | |
| Common Stock | Mar 6, 2017 | S | 90 | $87.785 | D | 27,364 | D | |
| Common Stock | Mar 6, 2017 | S | 300 | $87.79 | D | 27,064 | D | |
| Common Stock | Mar 6, 2017 | S | 134 | $87.795 | D | 26,930 | D | |
| Common Stock | Mar 6, 2017 | S | 940 | $87.80 | D | 25,990 | D | |
| Common Stock | Mar 6, 2017 | S | 500 | $87.82 | D | 25,490 | D | |
| Common Stock | Mar 6, 2017 | S | 1,100 | $87.83 | D | 24,390 | D | |
| Common Stock | Mar 6, 2017 | S | 100 | $87.835 | D | 24,290 | D | |
| Common Stock | Mar 6, 2017 | S | 66 | $87.84 | D | 24,224 | D | |
| Common Stock | Mar 6, 2017 | S | 300 | $87.845 | D | 23,924 | D | |
| Common Stock | Mar 6, 2017 | S | 400 | $87.85 | D | 23,524 | D | |
| Common Stock | Mar 6, 2017 | S | 100 | $87.855 | D | 23,424 | D | |
| Common Stock | Mar 6, 2017 | S | 300 | $87.86 | D | 23,124 | D | |
| Common Stock | Mar 6, 2017 | S | 300 | $87.865 | D | 22,824 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $40.40 | Mar 6, 2017 | M | 2,293 | D | Feb 22, 2014 | Feb 22, 2020 | Common Stock | 2,293 | 0 | D |
| Stock Options (Right to Buy) | $59.41 | Mar 6, 2017 | M | 1,825 | D | Feb 28, 2015 | Feb 28, 2021 | Common Stock | 1,825 | 1,825 | D |
| Stock Options (Right to Buy) | $76.67 | Mar 6, 2017 | M | 4,315 | D | Feb 27, 2016 | Feb 27, 2020 | Common Stock | 4,315 | 4,316 | D |
| Stock Options (Right to Buy) | $73.70 | Mar 6, 2017 | M | 3,015 | D | Feb 26, 2017 | Feb 26, 2021 | Common Stock | 3,015 | 9,045 | D |