SEC Form 4 · accession 0001127602-17-010496
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. · CRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ross Smith
Officer — Corporate EVP, CFO & CAO
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 7:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | M | 1,890 | $51.45 | A | 15,385 | D | |
| Common Stock | Mar 3, 2017 | M | 4,315 | $76.67 | A | 19,700 | D | |
| Common Stock | Mar 3, 2017 | M | 1,248 | $76.12 | A | 20,948 | D | |
| Common Stock | Mar 3, 2017 | M | 4,187 | $73.70 | A | 25,135 | D | |
| Common Stock | Mar 3, 2017 | S | 200 | $87.73 | D | 24,935 | D | |
| Common Stock | Mar 3, 2017 | S | 200 | $87.76 | D | 24,735 | D | |
| Common Stock | Mar 3, 2017 | S | 100 | $87.78 | D | 24,635 | D | |
| Common Stock | Mar 3, 2017 | S | 200 | $87.80 | D | 24,435 | D | |
| Common Stock | Mar 3, 2017 | S | 300 | $87.81 | D | 24,135 | D | |
| Common Stock | Mar 3, 2017 | S | 500 | $87.82 | D | 23,635 | D | |
| Common Stock | Mar 3, 2017 | S | 100 | $87.84 | D | 23,535 | D | |
| Common Stock | Mar 3, 2017 | S | 111 | $87.85 | D | 23,424 | D | |
| Common Stock | Mar 3, 2017 | S | 200 | $87.86 | D | 23,224 | D | |
| Common Stock | Mar 3, 2017 | S | 100 | $87.87 | D | 23,124 | D | |
| Common Stock | Mar 3, 2017 | S | 100 | $87.88 | D | 23,024 | D | |
| Common Stock | Mar 3, 2017 | S | 100 | $87.90 | D | 22,924 | D | |
| Common Stock | Mar 3, 2017 | S | 100 | $87.92 | D | 22,824 | D | |
| Common Stock | Mar 3, 2017 | S | 100 | $87.94 | D | 22,724 | D | |
| Common Stock | Mar 3, 2017 | S | 200 | $87.945 | D | 22,524 | D | |
| Common Stock | Mar 3, 2017 | S | 100 | $87.95 | D | 22,424 | D | |
| Common Stock | Mar 3, 2017 | S | 300 | $87.96 | D | 22,124 | D | |
| Common Stock | Mar 3, 2017 | S | 100 | $87.965 | D | 22,024 | D | |
| Common Stock | Mar 3, 2017 | S | 900 | $87.97 | D | 21,124 | D | |
| Common Stock | Mar 3, 2017 | S | 100 | $87.975 | D | 21,024 | D | |
| Common Stock | Mar 3, 2017 | S | 500 | $87.98 | D | 20,524 | D | |
| Common Stock | Mar 3, 2017 | S | 1,172 | $87.99 | D | 19,352 | D | |
| Common Stock | Mar 3, 2017 | S | 300 | $88.00 | D | 19,052 | D | |
| Common Stock | Mar 3, 2017 | S | 500 | $88.01 | D | 18,552 | D | |
| Common Stock | Mar 3, 2017 | S | 600 | $88.02 | D | 17,952 | D | |
| Common Stock | Mar 3, 2017 | S | 567 | $88.03 | D | 17,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $51.45 | Mar 3, 2017 | M | 1,890 | D | May 1, 2015 | May 1, 2021 | Common Stock | 1,890 | 18,707 | D |
| Stock Options (Right to Buy) | $76.67 | Mar 3, 2017 | M | 4,315 | D | Feb 27, 2016 | Feb 27, 2020 | Common Stock | 4,315 | 4,316 | D |
| Stock Options (Right to Buy) | $76.12 | Mar 3, 2017 | M | 1,248 | D | Aug 12, 2016 | Aug 12, 2020 | Common Stock | 1,248 | 3,747 | D |
| Stock Options (Right to Buy) | $73.70 | Mar 3, 2017 | M | 4,187 | D | Feb 26, 2017 | Feb 26, 2021 | Common Stock | 4,187 | 12,562 | D |