SEC Form 4 · accession 0001127602-17-008875
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. · CRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Foster
Officer — Chairman, President and CEO · Director
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 2:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2017 | A | 19,925 | $0.00 | A | 386,440 | D | |
| Common Stock | Feb 26, 2017 | F | 2,409 | $88.05 | D | 384,031 | D | |
| Common Stock | holding | — | — | — | 340 | I | By Trust | |
| Common Stock | holding | — | — | — | 10,000 | I | Held By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $88.05 | Feb 24, 2017 | A | 96,033 | A | Feb 24, 2018 | Feb 24, 2022 | Common Stock | 96,033 | 96,033 | D |
Explanation of responses
- F1Consists of 19,925 unvested restricted stock units that vest as follows: 4,981 shares vest one (1) year from the date of issuance, 4,981 shares vest two (2) years from the date of issuance, 4,981 shares vest three (3) years from the date of issuance, and 4,982 shares vest four (4) years from the date of issuance.
- F2Stock options vest as follows: 24,008 options vest one (1) year from the date of grant, 24,008 options vest two (2) years from the date of grant, 24,008 options vest (3) years from the date of grant, and 24,009 options vest four (4) years from the date of grant.