SEC Form 4 · accession 0001127602-17-008827
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. · CRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ross Smith
Officer — Corporate EVP, CFO & CAO
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 8:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2017 | A | 3,623 | $0.00 | A | 13,931 | D | |
| Common Stock | Feb 26, 2017 | F | 277 | $88.05 | D | 13,654 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $88.05 | Feb 24, 2017 | A | 17,461 | A | Feb 24, 2018 | Feb 24, 2022 | Common Stock | 17,461 | 17,461 | D |
Explanation of responses
- F1Consists of 3,623 unvested restricted stock units that vest as follows: 905 shares vest one (1) year from the date of issuance, 906 shares vest two (2) years from the date of issuance, 906 shares vest three (3) years from the date of issuance, and 906 shares vest four (4) years from the date of issuance.
- F2Stock options vest as follows: 4,365 options vest one (1) year from the date of grant, 4,365 options vest two (2) years from the date of grant, 4,365 options vest three (3) years from the date of grant, and , 4,366 options vest four (4) years from the date of grant.