SEC Form 4 · accession 0001127602-16-044022
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. · CRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ross Smith
Officer — Corporate Executive VP & CFO
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 7:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2016 | A | 3,413 | $0.00 | A | 10,950 | D | |
| Common Stock | Feb 27, 2016 | F | 159 | $73.70 | D | 10,791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $73.70 | Feb 26, 2016 | A | 16,749 | A | Feb 26, 2017 | Feb 26, 2021 | Common Stock | 16,749 | 16,749 | D |
Explanation of responses
- F1Consists of 3,413 unvested restricted stock units that vest as follows: 853 shares vest one (1) year from the date of issuance, 853 shares vest two (2) years from the date of issuance, 853 shares vest three (3) years from the date of issuance, and 854 shares vest four (4) years from the date of issuance.
- F2Stock options vest as follows: 4,187 options vest one (1) year from the date of grant, 4,187 options vest two (2) years from the date of grant, 4,187 options vest three (3) years from the date of grant, and , 4,188 options vest four (4) years from the date of grant.