SEC Form 4 · accession 0001731034-18-000003
RTI SURGICAL, INC. · RTIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Olivier M Visa
Officer — VP-OEM, Sports, Donor Services
Period of report
Feb 28, 2018
Accepted (ET)
Mar 1, 2018 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2018 | A | 17,600 | $0.00 | A | 114,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stock $.001 par valueF2 | $4.25 | Feb 28, 2018 | A | 38,800 | A | — | Feb 28, 2028 | Common Stock | 38,800 | 38,800 | D |
Explanation of responses
- F1The Restricted Stock Award will become vested as to 5,866 shares on 02/28/2019 and 5,867 shares on each of 2/28/2020 and 2/28/2021.
- F2This option will become exercisable as to 7,760 shares on each of 2/28/2019, 2/28/2020, 2/28/2021, 2/28/2022 and 2/28/2023.