SEC Form 4 · accession 0001692661-17-000001
RTI SURGICAL, INC. · RTIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin D Brandt
Other
Period of report
Jan 24, 2017
Accepted (ET)
Jan 30, 2017 · 12:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 24, 2017 | A | 62,500 | $0.00 | A | 93,085 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stock $.001 par valueF1 | $3.15 | Jan 24, 2017 | A | 62,500 | A | — | Jan 24, 2027 | Common Stock | 62,500 | 62,500 | D |
Explanation of responses
- F1This option will become exercisable as to 12,500 shares on each of 1/24/2018, 1/24/2019, 1/24/2020, 1/24/2021 and 1/24/2022.
- F2The Restricted Stock award will become vested as to 20,833 shares on both 1/24/2018 and 1/24/2019 and 20,834 shares on 1/24/2020.