SEC Form 4 · accession 0001245915-15-000002
RTI SURGICAL, INC. · RTIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caroline A Hartill
Officer — Executive Vice President/CSO
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 1:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2015 | A | 20,000 | $0.00 | A | 98,948 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stock $.001 par valueF2 | $5.23 | Feb 17, 2015 | A | 60,000 | A | — | Feb 17, 2025 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1The Restricted Stock award will become vested as to 6,666 shares on 2/17/2016, 6,667 shares on each of 2/17/2017 and 2/17/2018.
- F2This option will become exercisable as to 12,000 shares on each of 2/17/2016, 2/17/2017, 2/17/2018, 2/17/2019 and 2/17/2020.