SEC Form 4 · accession 0001245906-15-000004
RTI SURGICAL, INC. · RTIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian K Hutchison
Officer — CEO
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 1:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 92,253 | $6.18 | A | 434,412 | D | |
| Common StockF1 | May 13, 2015 | F | 89,154 | $6.47 | D | 345,258 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Granted 6/27/2005F3 | $6.18 | May 13, 2015 | M | 92,253 | D | — | Jun 27, 2015 | Common Stock | 92,253 | 0 | D |
Explanation of responses
- F189,154 shares were withheld to cover the exercise price and applicable taxes.
- F2This option was scheduled to expire on June 27, 2015.
- F3Employee stock option granted pursuant to the RTI Surgical, Inc. 2004 Equity Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant.