SEC Form 4 · accession 0001239338-16-000003
RTI SURGICAL, INC. · RTIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean H Bergy
Director
Period of report
May 3, 2016
Accepted (ET)
May 4, 2016 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2016 | M | 5,000 | $2.81 | A | 107,347 | D | |
| Common Stock | holding | — | — | — | 8,000 | I | By Dean H. Bergy Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qual stock options | $2.81 | May 3, 2016 | M | 5,000 | D | Jul 20, 2011 | Jul 20, 2020 | Common Stock | 5,000 | 0 | D |