SEC Form 4 · accession 0001100441-18-000005
RTI SURGICAL, INC. · RTIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Camille Farhat
Officer — Chief Executive Officer
Period of report
Jan 26, 2018
Accepted (ET)
Apr 3, 2018 · 12:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Jan 26, 2018 | F | 50,322 | $4.40 | D | 1,094,371 | D | |
| Common StockF2,F3 | Apr 2, 2018 | F | 12,453 | $4.47 | D | 1,081,918 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 255,000 shares of restricted stock of the Company.
- F2Shares withheld by RTI Surgical, Inc. to satisfy the withholding obligation in connection with the vesting of previously awarded restricted stock.
- F3Includes 212,500 shares of restricted stock of the Company.