SEC Form 4 · accession 0001100441-17-000018
RTI SURGICAL, INC. · RTIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathon M Singer
Officer — CFO/CAO
Period of report
Sep 18, 2017
Accepted (ET)
Sep 20, 2017 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 18, 2017 | A | 109,890 | $0.00 | A | 156,644 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stockF2 | $4.55 | Sep 18, 2017 | A | 306,900 | A | — | Sep 18, 2027 | Common Stock | 306,900 | 306,900 | D |
Explanation of responses
- F1The Restricted Stock Award will become vested as to 36,630 shares on each of 9/18/2018, 9/18/2019 and 9/18/2020.
- F2The 306,900 options vest, if at all, in three 102,300 increments if the average per share closing price of the common stock exceeds $7.00, $8.00 and $9.00, respectively, for 60 consecutive days.