SEC Form 4 · accession 0001562180-19-000816
ARRAY BIOPHARMA INC · ARRY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis Gale Oltmans
Officer — General Counsel
Period of report
Jan 29, 2019
Accepted (ET)
Feb 7, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2019 | M | 11,100 | $8.94 | A | 15,021 | D | |
| Common Stock | Feb 5, 2019 | M | 40,000 | $8.94 | A | 55,021 | D | |
| Common Stock | Feb 5, 2019 | S | 40,000 | $20.00 | D | 15,021 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $8.94 | Feb 5, 2019 | M | 40,000 | D | — | Aug 15, 2027 | Common Stock | 40,000 | 363,900 | D |
Explanation of responses
- F1These trades were made pursuant to a Rule 10b5-1 trading plan.
- F2The option vests in four equal annual installments beginning August 15, 2018.