SEC Form 4 · accession 0001562180-19-000687
ARRAY BIOPHARMA INC · ARRY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ron Squarer
Officer — CEO · Director
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 8:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2019 | M | 100,000 | $3.61 | A | 338,709 | D | |
| Common StockF2 | Jan 30, 2019 | S | 100,000 | $18.2537 | D | 238,709 | D | |
| Common Stock | Jan 31, 2019 | M | 113,438 | $7.30 | A | 352,147 | D | |
| Common StockF3 | Jan 31, 2019 | S | 113,438 | $18.5259 | D | 238,709 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $3.61 | Jan 30, 2019 | M | 100,000 | D | — | Apr 26, 2022 | Common Stock | 100,000 | 655,820 | D |
| Stock Option (Right to Buy)F5 | $7.30 | Jan 31, 2019 | M | 113,438 | D | — | Apr 1, 2025 | Common Stock | 113,438 | 113,438 | D |
Explanation of responses
- F1These trades were made pursuant to a Rule 10b5-1 trading plan.
- F2The price reported for these shares is the weighted average sale price of transactions made at prices from $18.25 to $18.29. Details of actual prices for shares sold are available from the Issuer upon request.
- F3The price reported for these shares is the weighted average sale price of transactions made at prices from $18.50 to $18.605. Details of actual prices for shares sold are available from the Issuer upon request.
- F4The option vested in four equal annual installments beginning on April 26, 2013.
- F5The option vests in four equal annual installments beginning on April 1, 2016.