SEC Form 4 · accession 0001493152-18-008631
Advaxis, Inc. · ADXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Patton
Director
Period of report
Jun 12, 2018
Accepted (ET)
Jun 13, 2018 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jun 12, 2018 | A | 50,000 | $1.84 | A | 261,749 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a voluntary at market stock purchase by the reporting person on the open market.