SEC Form 4 · accession 0001493152-18-008407
Advaxis, Inc. · ADXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Molly Henderson
Officer — Executive Vice President & CFO
Period of report
Jun 6, 2018
Accepted (ET)
Jun 8, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100397
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $1.71 | Jun 6, 2018 | A | 250,000 | A | Jun 6, 2019 | Jun 6, 2028 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1One-third of the award will vest on June 6, 2019, one-third will vest on June 6, 2020, and the award will be fully vested on June 6, 2021.