SEC Form 4 · accession 0001493152-15-000659
Advaxis, Inc. · ADXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sara Bonstein
Officer — Chief Financial Officer
Period of report
Feb 24, 2015
Accepted (ET)
Feb 25, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2015 | F | 15,087 | $8.30 | D | 93,674 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares forfeited by the reporting person in order to pay withholding taxes associated with the vested portion of a previous stock grant.