SEC Form 4 · accession 0001493152-15-000381
Advaxis, Inc. · ADXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roni Appel
Director
Period of report
Nov 3, 2014
Accepted (ET)
Feb 4, 2015 · 9:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2014 | A | 25,115 | $0.00 | A | 108,810 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock compensation for director services for fiscal year 2015.