SEC Form 4 · accession 0001209191-16-128090
KRISPY KREME DOUGHNUTS INC · KKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lizanne Thomas
Director
Period of report
Jun 14, 2016
Accepted (ET)
Jun 15, 2016 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2016 | A | 5,714 | $0.00 | A | 20,995 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. The RSUs will vest in four equal installments on September 14, 2016; December 14, 2016; March 14, 2017; and the earlier of June 17, 2017 or the Issuer's 2017 Annual Meeting of Shareholders. Any RSUs that have not vested prior to her termination of service on the Board of Directors will be forfeited.